Alpha Advisor Service

Model Portfolios
Inception Performance*


Model Stock	296.66%
Model Fund	196.54%

S&P 500 w/o div.	40.81%
Russell 2000	75.67%
Wilshire 5000	52.00%

*01-02-03 through 06-30-08

For a free 30 day trial please enter your email address below

Risk Profile and Investment Objectives

The first step in the asset management process is to determine your individual investor profile. This profile will help define important factors such as your objectives, time horizon, and attitude towards investing. This profile will help build the base of information needed for you to progress to the next step in the asset management process – the development of an appropriate asset allocation policy. To complete this profile, answer each question by circling the number in the right hand column that best matches your personal situation.

Investment Objectives

Which of the following best describes your investment objectives?
	Preserving principal and earning a moderate amount of current income	1
	Generating a high amount of current income	2
	Generating some current income and growing my assets	3
	Growing my assets substantially	4

Five years from now, what do you expect your standard of living to be?
	The same as it is now	1
	Somewhat better than it is now	2
	Substantially better than it is now	3

Ten years from now, what do you expect your portfolio value to be?
	The same as or a little more than it is today	1
	Moderately greater than it is today	2
	Substantially greater than it is today	3

What is your current income requirement (interest plus dividends) from this portfolio?
	More than 4%	1
	2% to 4%	2
	0% to 2%	3

What do you want to do with the income generated by your portfolio?
	Receive all income	1
	Receive some and re-invest some	2
	Reinvest all income	3

	Invest Objectives Total	------

Risk Tolerance

You just received a substantial sum of money. How would you invest it?
	Something that offered moderate current income and was very safe	1
	Something that offered high current income with moderate risk	2
	Something that offered high total return (current income plus capital appreciation) with moderate risk	3
	Something that offered substantial capital appreciation even though it had a high amount of risk	4

Which of the following statements best describes your reaction if the value of your portfolio suddenly declined 15%?
	I would be very concerned because I cannot accept fluctuations in portfolio value	1
	If the amount of income I received was unaffected, it would not bother me	2
	I invest for long-term growth but would be concerned about even a temporary decline	3
	I invest for long-term growth and accept temporary changes due to market fluctuation	4

Which of the following investments would you feel most comfortable owning?
	Certificates of Deposit	1
	U.S. Government securities	2
	Stocks of older, established companies	3
	Stocks of newer, growing companies	4

How optimistic are you about the long-term prospects for the economy?
	Pessimistic	1
	Unsure	2
	Somewhat optimistic	3
	Very optimistic	4

	Risk Tolerance Total	------

Time Horizon

What is the time frame for you to achieve your financial goals
	0-5 years	1
	5-10 years	2
	10-15 years	3
	15 years or longer	4

What is your primary financial goal?
	Wealth preservation	1
	Education funding	2
	Retirement planning	3
	Long-term wealth accumulation	4

What is your age?
	Over 66	1
	56-65	2
	46-55	3
	Under 46	4

	Time Horizon Total	------

Investor's Score:

Investment Objectives Total	----------------
Risk Tolerance Total	----------------
Time Horizon Total	----------------
Total Score	----------------

Investors Total Score	Recommended Risk Tolerance Profile
0 - 15	Conservative
16 - 30	Moderate
31 - 44	Aggressive

	Questions \| Email \| Disclaimer \| Site Map \| Privacy Policy

	© 2006 Alpha Advisor Service, LLC. All rights reserved. Powered by